"For many
Americans, the potential to track one's DNA to a
specific country, region or tribe with a take-home kit
is highly alluring. But while the popularity of
genetic ancestry testing is rising - particularly
among African Americans - the technology is flawed and
could spawn unwelcome societal consequences, according
to researchers from several institutions nationwide,
including the University of California, Berkeley.
"Because race has such profound social, political
and economic consequences, we should be wary of
allowing the concept to be redefined in a way that
obscures its historical roots and disconnects from its
cultural and socioeconomic context," says the article
to be published today (Thursday, Oct. 18) in the
journal Science.
The article recommends that the American Society of
Human Genetics and other genetic and anthropological
associations develop policy statements that make clear
the limitations and potential dangers of genetic
ancestry testing.
Among the potentially problematic byproducts of
widespread genetic ancestry testing: questionable
claims of membership to Native American tribes for
financial or other benefits; patients asking doctors
to take ancestry tests into consideration when making
medical decisions; and skewed census data due to
people changing ethnicity on government forms.
Moreover, many Americans are emotionally invested
in finding an ancestral homeland, and thus vulnerable
to a test that can produce mixed results at best and
false leads at worse. "This search for a homeland is
particularly poignant for African Americans, who hope
to recapture a history stolen by slavery," the study
points out.
"It can give them false hope," said UC Berkeley
sociology professor Troy Duster, who coauthored the
study with researchers from the University of Texas,
Harvard University, New York University, Yale
University, Wellesley College, Arizona State
University, University of North Carolina, University
of Wisconsin, Loyola University, Hamline University
Law School and UC Santa Cruz.
Last year, Harvard historian Henry Louis Gates Jr.
hosted a four-part Public Broadcasting Service (PBS)
documentary series, "African American Lives," that
traced the ancestral roots of eight prominent African
Americans, including talk show host Oprah Winfrey,
music producer Quincy Jones and actress and comedienne
Whoopi Goldberg.
After taking the test, Gates Jr. jokingly asked if
he still qualified as chairman of African American
Studies because at least half of his DNA is traced to
Europe. But the search for roots can be a serious
matter, as Duster pointed out in a February 2006
article in the Chronicle of Higher Education.
According to the researchers, the Seminole Nation
of Oklahoma, for example, which won a land settlement
now worth $56 million, requires one-eighth Seminole
blood for members to receive benefits. In 2000, it
changed its constitution to exclude black members of
the tribe who do not meet blood-quantum requirements.
The descendants of these "Seminole Freedmen," or
freed slaves, sought DNA testing in hopes to regain
tribal benefits, despite the tribe's rejection of
genetic ancestry testing as evidence of enrollment.
Their expulsion was found to be a violation of the
federal treaty, and they were re-enrolled in 2003.
I hope to never see a day when genetic ancestry
tracing with its inconclusive, continent-based
affiliations supersedes treaties between specific
nations and citizenship criteria that require
documentation of named ancestors," said Kimberly
TallBear, co-author of the article and a UC
President's Postdoctoral Fellow with joint
appointments in UC Berkeley's Departments of Gender
and Women's Studies; Rhetoric; and Environmental
Science, Policy, and Management.
More than two dozen companies sell genetic ancestry
tests, which range in cost from $100 to $900. Nearly a
half-million consumers have purchased these tests, and
the tests' popularity shows no sign of abating.
"While some companies carefully explain what
genetic ancestry tests can and cannot tell a
test-taker, other companies provide less information
about the limitations and assumptions underlying the
tests," said Deborah Bolnick, assistant professor of
anthropology at the University of Texas and lead
author of the article.
For example, there are mitochondrial DNA tests,
which trace the mother's lineage, and Y-chromosome
tests which track paternal ancestry. The test-taker
swipes the saliva inside his or her cheek, and sends
the swab to the lab. The DNA is extracted and compared
to samples from a reference database of haplotypes - a
set of inherited, linked genetic markers - to see if
there's a match.
Because these tests trace only one bloodline,
however, they exclude most ancestors. Moreover, they
cannot pinpoint where these ancestors lived. "Each
test examines less that one percent of the
test-taker's DNA and sheds light on only one ancestor
each generation," the study says.
A third option, known as AncestryByDNA, or
admixture testing, is more promising in that it
examines non-sex chromosomes inherited from both
parents, chromosomes that contain DNA segments from
all ancestors. To a limited extent, this test can
track the geographical movements of ancestors by
examining single nucleotide polymorphisms (SNPs), some
of which influence such traits as skin color and
resistance to regional diseases. That said, the same
SNPs may be found among several populations around the
world, and thus can produce false leads.
"Worldwide patterns of human genetic diversity are
weakly correlated with racial and ethnic categories
because both are partially correlated with geography,"
the study says.
Moreover, the success of genetic matching depends
largely on the number of samples in a company's
database. "Even databases with 10,000 to 20,000
samples may fail to capture the full array of human
genetic diversity in a particular population or
region," the study says.
Furthermore, the study says, AncestryByDNA tests
rely on "ancestry informative markers" (AIMs), which
show genetic differences between what are assumed to
be four biologically distinct populations: Africans,
Europeans, East Asians and Native Americans.
But "the AIMs that characterize 'Africans,' for
example, were chosen on the basis of a sample of West
Africans. Dark-skinned East Africans might be omitted
from the AIMS reference panel of 'Africans' because
they exhibit different gene variants," the study
points out.
The AncestryByDNA test also reads certain markers
found in people from the Middle East, India and the
Mediterranean region to be diagnostic of Native
American ancestry, for which there is no historical,
archeological or genetic evidence, according to the
study.
Indeed, the article gives very little credence to
these tests, which it concludes "cannot pinpoint the
place of origin or social affiliation of even one
ancestor with exact certainty."